Sporadic
announcements over the past two years from a number of groups in Asia, Europe,
and North America that women under their care have given birth, or are about to
give birth, to a "human clone" have not only produced doubts about
the credibility of such claims but have also reactivated the public debate in
this area and raised questions about the facts and ethics of what might be
involved in human cloning. Public attention has also been stimulated by reports
from scientists in several countries that they have either succeeded in
creating stem cell lines from "cloned embryos" or are planning to do
so.
The following
information is intended to provide background on the topic and the position of
the World Health Organization.
1. What is
a clone?
The term clone,
from the Greek for “twig,” denotes a group of identical entities; in recent
years, “clone” has come to mean a member of such a group and, in particular, an
organism that is a genetic copy of an existing organism. The term is applied by
scientists not only to entire organisms but to molecules (such as DNA) and
cells.
2 . Can cloning occur naturally?
Yes, cloning
occurs in nature and can occur in organisms that reproduce sexually as well as
those that reproduce asexually. In sexual reproduction, clones are created when
a fertilized egg splits to produce identical (monozygous) twins with identical
DNA. While this is a relatively rare event, many species produce their
descendants asexually, that is, without the combining of the male and female genetic
material that occurs in sexual reproduction; such offspring are clones of their
parent. Since mammals do not normally reproduce asexually, the birth of the
lamb Dolly at a research institute in Scotland in 1996 was the first reported
mammalian clone produced asexually.
3. How does “Dolly type” cloning occur?
To produce Dolly,
the researchers used an improved version of the technique of somatic-cell
nuclear transfer (SCNT) first used 40 years ago in research with tadpoles and
frogs. SCNT begins with an adult somatic cell, for example, a skin cell.
“Adult” means a fully differentiated cell from an organism that had passed the
embryonic stage of development, and “somatic” denotes a body cell (rather than
an egg or sperm cell), which possesses the full complement of chromosomes,
rather than the half contained in gametes. The nucleus from the somatic cell is
transferred to an enucleated egg (that is, one from which the nucleus has been
removed). The egg is then activated with electric current or chemicals in order
to stimulate it to divide. When the blastocyst stage has been reached, the
embryo is transferred into the uterus of a female host, where – if implantation
occurs – it can lead to a pregnancy and eventually to the birth of an
individual that carries the same nuclear genetic material as the donor of the
adult somatic cell. Animals created through SCNT are not precise genetic copies
of the donors of their nuclear DNA, however, since a small amount of DNA
resides in the mitochondria outside the egg's nucleus; mitochondrial DNA is
normally passed on to children only from their mothers. Since a clone would
derive its mitochondrial DNA from the egg, not from the donor of the nucleus,
the clone and its progenitor would be genetically identical only if the egg
came from the progenitor or from the same maternal line.
4. Would cloning produce identical people?
It is not possible
to answer this question with certainty because the experiments required to
answer this question have not been carried out, but experience with mammalian
cloning suggests that the answer is “no”. If successful, SCNT could allow the
production of one (or many more) individuals who are, genetically, virtually
identical to one another and to the individual whose cell nucleus was used to produce
them. This does not mean they would be identical physically or in personality,
just as monozygous twins are not identical either, because the development of
an organism is influenced by the interaction of its genes and its environment.
In the case of human clones, this environment would differ from the moment that
each was created, implanted in a uterus, gestated, and born. Furthermore, in
all of the species of mammals cloned thus far—including mice, rabbits, pigs and
cattle as well as sheep—unpredictable genetic and epigenetic problems have
arisen which have not only led to a high rate of abnormalities and prenatal
death but have also created health problems for most of the animals born alive,
problems which differ from one clone to another.
5. Why did scientists develop cloning
techniques?
Scientists were
initially interested in SCNT as a means of determining whether all the genes in
an organism’s genome remain functional even after most of them have been
switched off as a developing organism’s cells assume their specialized
functions as blood, bone, muscle, and so forth. The ability of scientists to
stimulate the DNA in a nucleus from a fully differentiated cell to revert to a
condition comparable to the DNA in a newly fertilized egg and to begin the
process of embryonic development demonstrated that all the genes remain viable
in differentiated cells even though only a few genes are actually expressed in
each cell. Commercial interest in animal cloning centres on replicating large
numbers of genetically identical animals, especially those derived from a
progenitor which has been modified genetically. In this fashion, mice or other
laboratory animals that exhibit particular conditions can be created for
specialized studies, or herds of farm animals (such as goats, sheep, or cows)
can be created all of whom produce pharmaceutically useful proteins in their
milk.
6. Does the term “ human cloning” have a
single meaning?
No. Current
controversy about the creation of a "human clone" concerns the possibility
of replicating a human being (living or deceased) through the SCNT technique
used to create Dolly, but the term is used in several other ways.
First, “human
clone” can also be applied to the creation of genetically identical siblings,
such as those which occur naturally in identical twins or artificially through
the splitting of embryos in the laboratory at the two to eight cell stage of
development (sometimes called “pre-embryo”). Embryo-splitting has been used for
some time in artificial breeding programs for farm animals like cattle. In a
1993 experiment, scientists in Washington, D.C, turned 17 human embryos into
48. These embryos (which had been chosen for research because they were
considered non-viable) were cultured for some days and then discarded. If
viable embryos created through such splitting were implanted and brought to
term simultaneously in the same uterus, they would be comparable to monozygous
twins. If the blastomeres, i.e. the cells that result from the cleavage of a
fertilized egg, were split and one of the resulting embryos were brought to
term while the others were frozen (cryopreservation being a common technique in
fertility clinics) and then implanted and born at a later date, the result
would be “serial twins.” Although genetically identical, such individuals would
differ from ordinary twins because they would be born at different times (and
perhaps even to different mothers); moreover, the decision to implant the
later-born serial twin(s) might be based on evaluating the “fitness” or other
characteristics of the first-born, and predictions about the life course of the
later-born twin(s) might be based on experience with the pre-existing one.
The term “human
cloning” can also be applied to the creation of embryos through SCNT not to
produce offspring but for use as a scientific tool. In particular, such
non-reproductive use of cloning—sometimes termed “research cloning” or
“therapeutic cloning” to differentiate it from cloning for reproductive
purposes—is being pursued as a means of creating human embryonic stem cells for
scientific study and eventually for therapeutic purposes. Once cloned embryos
have reached the blastocyst stage (approximately 5 days after fertilization),
the inner cell mass, from which stem cell lines are derived, is removed; in the
process, the embryo is destroyed. Some scientists engaged in this work prefer
to describe it using the term “somatic-cell nuclear transfer to create stem
cells,” because they feel that the term “cloning” connotes the creation of a
child. Critics of this position say that “cloning” is the appropriate term
because the suggestion that the procedures differ is spurious; it is better to
say that the same technique—the creation of embryos through SCNT—can have two
different outcomes, the production of embryonic stem cells and the production
of babies.
7. What justifications are offered for
non-reproductive human cloning?
Scientists engaged
in cloning for research argue that it presents a unique method for studying
genetic changes in cells derived from patients suffering from such diseases as
Parkinson’s disease, Alzheimer’s disease, and diabetes. In February 2004, South
Korean scientists reported the creation of a stem cell line from a cloned human
embryo. The scientists enucleated 242 oocytes from 16 donors into which they
transferred the DNA of ovarian cells from the same donors. Thirty embryos
reached the blastocyst stage; from these, the scientists extracted the inner
cell mass for the cultivation of stem cell lines, one of which was successfully
established. Six months later the U.K. Human Fertilsation and Embryology
Authority (HFEA) granted the first license in Europe to allow researchers to
use SCNT cloning for embryonic stem cell research. Scientists who are
interested in such research look ahead to the day when they believe that
embryonic stem cells will be used to assist drug development and evaluation,
for diagnostic purposes, and to create cells and tissues for transplantation.
For the latter, if the stem cells used in transplantation were derived from
embryos cloned from the patient needing the transplant, they might be less
subject to rejection than cells, tissues or organs from another person, since
the DNA in the cloned cells would be nearly identical to the patient’s own.
Whether human embryonic stem cells hold unique therapeutic promise—as opposed
to stem cells from adult tissues—and, if so, whether the creation of cloned
embryos as a source of stem cells would add to their therapeutic value—are
matters of ongoing debate in scientific circles.
8. What uses are suggested for human
reproductive cloning?
Proponents of
human reproductive cloning argue that it would enlarge the current spectrum of
assisted reproductive techniques. In particular, men who do not produce gametes
could have children who inherit their genome. In such a case, if the egg came
from the wife, the couple would not have to involve a third “parent” (the sperm
donor) in producing their child. Women who do not produce eggs could also have
children carrying their genetic information (although they would need a donor
egg) and the child would not receive a genetic contribution from the male
partner. (In the case of lesbian couples, one might provide the egg, with its
mitochondrial DNA, and the other the nuclear DNA). Other reasons offered for
using SCNT to create children include: to produce a child with certain genetic
features (who could, for example, serve as a bone marrow donor for a diseased
sibling); to “replicate” a deceased child or other loved one; to fulfill the
desire for a child based on an admired “prototype”; or to achieve “immortality”
by living on through one’s clone. All of these scenarios raise ethical, legal
and social issues.
9. What ethical arguments have been raised
concerning human reproductive cloning?
Although
widespread consensus exists internationally among the public, scientists, and
policy makers against reproductive cloning, arguments pro and con have been
presented. The main arguments brought forward against human reproductive
cloning are:
- Physical harm: Experience with animal
cloning has shown substantial risks of debilitating and even lethal
conditions occurring in the fetuses produced using these techniques;
moreover, these problems cannot be individually predicted and avoided at
this time. Some of these conditions also present a considerable risk for
the gestational mother carrying the cloned animals to term. On the basis
of this information, human reproductive cloning would—at this
point—constitute a risky experiment that is not sufficiently backed up by
successful laboratory and animal research. It would clearly not meet the
usual ethical standards in biomedical research. Indeed, the risk-benefit
ratio in current preclinical studies of reproductive cloning in animals is
so grave that in any other biomedical field, such as the development of a
new pharmaceutical product, no responsible researcher would contemplate
proceeding to a human trial.
- Research Standards: Responsible biomedical
researchers not only engage in thorough laboratory and animal studies
before proceeding with human subjects but also submit each step of their
work to scientific appraisal through open dissemination of their results
in scientific meetings and peer-reviewed journals. Such transparency,
which is especially important when scientists operate in private
institutions—without day-to-day interaction with colleagues and
institutional leaders who are able to bring independent judgment to the
design and conduct of the research—has been largely lacking in the human
reproductive cloning experiments announced thus far.
- Autonomy: Any child created
through SCNT would be unable to give consent to the experiment. Although
the same problem arises in any research on the unborn or young children,
cloning research is different because, unlike situations in which parents
give permission for an experimental intervention that aims to correct an
existing problem in a fetus or child, no patient (and hence no medical
problem which needs to be remedied) exists prior to the cloning
experiment. An issue of autonomy would also arise if a person’s DNA were
used to create one or more copies without that person’s permission or
perhaps even without his or her knowledge.
- Conflicts of interest: Special ethical
problems would arise when researchers have a financial interest in the
outcome of the studies they conduct with human subjects; for this reason,
such interests are usually disallowed by ethical standards or, where they
are unavoidable, special expectations of openness and independent review
of research are required.
- Psychological/social harm: The cloned individual
may suffer psychological harm from its status as a "genetic copy” of
somebody else. The clone might be dominated by the person who creates him
or her, unduly constrained by expectations based on the abilities or life
course of the donor, or stigmatized by society. It remains uncertain
whether these concerns can be effectively addressed by education and
legislation.
- Dignity: The Universal
Declaration on Human Genome and Human Rights (UNESCO 1997) as well as many
other documents state that reproductive cloning is contrary to human
dignity. This position is mainly based on the following ethical
considerations:
- a. cloning is an asexual
mode of reproduction, which is unnatural for the human species; a cloned
individual will not have two genetic parents; generation lines and family
relationships would be distorted.
- b. cloning limits the
lottery of heredity, which is an essential component in ensuring that
each human life (or lives, in the case of monozygous twins) begins as
something that has never existed before.
- c. cloning furthers an
instrumental attitude toward human beings, that is, that people exist to
serve purposes set by other people. When cloning is used in this fashion,
dignity is undermined in two different but related ways—first, a clone’s
right to an individual life-course will be constrained by others’
expectations that he or she will behave in certain ways (based on
experience with the genetic progenitor’s life), and second, the clone may
not (or may not wish to) behave in those ways, because behavior is not
shaped by genes alone, and will hence disappoint others’ expectations and
suffer the consequences.
- d. especially in
conjunction with other means of genetic modification, cloning risks
turning human beings into manufactured objects; this is not only contrary
to human dignity but unwise, as human beings lack the prescience to
meddle successfully with evolution and genetic diversity in this fashion.
- Justice: Health care resources
should be devoted instead to other health or research needs that address
more urgent problems than any associated with reproductive cloning;
furthermore, not only are there few if any people for whom reproductive
cloning would offer the only means of establishing a family, but if
cloning became established as an assisted reproductive technology, it
would probably only be available to a small group of privileged
individuals with the financial resources to afford it.
The main arguments
brought forward for human reproductive cloning are:
- Beneficence: A new treatment option
could be offered to infertile couples. Predetermining the genetic make-up
of children would allow selection of desirable traits and bestow
advantages on them.
- Autonomy: People should be free
in their reproductive decisions; the state or international organizations
do not have the right to interfere with reproductive autonomy.
10. What regulations exist on cloning?
There are a
variety of national laws on cloning; many other bills have been submitted and
are currently under consideration. As of now, approximately 35 nations have
adopted laws forbidding reproductive cloning. Some, including Germany,
Switzerland, and some jurisdictions in the United States prohibit all forms of
human cloning, whereas others, among them the United Kingdom, China, and Israel
and other jurisdictions in the United States prohibit only “reproductive”
cloning, but allow the creation of cloned human embryos for research.
International documents, such as the Universal Declaration on Human Genome and
Human Rights (UNESCO, 1997) and the World Medical Association’s Resolution on
Cloning (1997), have addressed the issue, but lack binding legal force. The
United Nations discussed an international convention against the reproductive
cloning of human beings during the General Assembly in November 2002; the
debate on whether to adopt a treaty banning human cloning is still ongoing,
with the principal issue being whether the ban should include research as well
as reproductive cloning.
11. What is WHO’s position on cloning to
replicate a human being (“human reproductive cloning”)?
The Member States
of the World Health Organization (WHO) consider that developments in human
reproductive cloning have unprecedented ethical implications and raise serious
concerns for the safety of individuals and subsequent generations of human
beings. The World Health Assembly has therefore resolved that the use of
cloning "for the replication of human individuals is ethically unacceptable
and contrary to human dignity and integrity."
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